ENR 1.14 AIR TRAFFIC INCIDENTS


1 GENERAL

Air Traffic Incident

All occurrences, involving air traffic, and which poses risk to aircraft, related to:

a) facilities – situation in which failure of some air navigation infrastructure installation has caused operational difficulties;

b) procedures – situation in which there have been operational difficulties for failed procedures, or applicable procedures were not met; and

c) Proximity between aircraft (AIRPROX) – situation in which the distance between aircraft, as well as their relative positions and speeds were such that safety was compromised.

Concerning the level of safety commitment, the Air Traffic Incident is classified as: Critical Risk or Potential Risk

CRITICAL RISK: Condition in which there has not been an accident by chance or due to an evasive action and in which the vertical and horizontal proximity between aircraft has been less than 500 feet (150 m). When an ATS occurrence is classified as an Air Traffic Incidence and it is not comprised by the above-mentioned condition, the Collision Danger report, issued by one of the involved pilots, after analysis of
available data, may lead to an incident classification as CRITICAL RISK.

POTENTIAL RISK: Condition in which the proximity between aircraft or between aircraft and obstacles might have resulted in a separation lower than the minima established by the regulations in force without, however, reaching the Critical Risk condition. When the information available does not allow the determination of the extent to which traffic safety was compromised in an air traffic incident, it will be considered
POTENTIAL RISK.

2 USE OF THE “AIR TRAFFIC INCIDENT REPORT FORM”

(SEE THE TEMPLATE IN ITEM 5 OF THIS SUBSECTION ON THE FOLLOWING PAGES)

The “Air Traffic Incident Notification Form” is intended for use:

a) by the pilot to report an air traffic incident after arrival or to confirm an initial report made initially by radio during flight.

Note: The form, if available on board, may also be useful in providing a pattern for making the initial report in flight.

b) by ATS units for recording an air traffic incident report received by radio, telephone or teleprinter.

3 REPORTING OF AIR TRAFFIC INCIDENTS BY THE PILOTS

A pilot involved in an air traffic incident shall proceed as follows:

a) during flight, use the appropriate air/ground frequency for briefly reporting an air traffic incident of major significance, particularly if it involves other aircraft, so as to permit the facts to be investigated immediately;

b) as promptly as possible, after landing, submit an Air Traffic Incident Report Form filling out the items and completing the details of the initial report as required for:

1) confirming an incident report made initially as in a) above, or making the initial report on such incident if it had not been possible to report it by radio;

2) reporting an air traffic incident that did not require immediate notification

The Air Traffic Incident Report Form shall be :

a) Filed by the pilot with the AIS Office at the aerodrome of first landing or, if it does not exist, to another ATS unit; or

b) Sent by airmail or fax, as soon as possible (bearing in mind that the ATS communications records and other elements used in investigations are normally retained for a period of time not exceeding 30 days) to the following address:

DEPARTAMENTO DE CONTROLE DO ESPAÇO AÉREO
ASSESSORIA DE SEGURANÇA DO CONTROLE DO
ESPAÇO AÉREO
Av. GENERAL JUSTO, 160
20.021-340 - RIO DE JANEIRO – RJ – BRASIL
FAX: (21) 2101-6088

4 HANDLING OF AIR TRAFFIC INCIDENT REPORT FORMS

The purpose of the form is to provide the investigatory authorities with complete information on an air traffic incident to enable them to report back to the pilot or operator concerned, with the least delay possible, the result of the investigation of the incident and, if appropriate, the remedial action taken.

5 AIR TRAFFIC INCIDENT REPORT FORM

To submit and receive reports on air traffic incidents. The shaded items contain data that should be included in the initial radio information.
A - IDENTIFICAÇÃO DA AERONAVE AIRCRAFT IDENTIFICATION B - TIPO DE INCIDENTE AIRPROX / PROCEDIMENTOS / FACILIDADES*
TYPE OF INCIDENT
AIRPROX / PROCEDURE / FACILITY*


* Suprimir o que não corresponder / Delete as appropriate
C - O INCIDENTE/ THE INCIDENT
1. Generalidade/ General
a)

Data/ hora do incidente/ Date /time of incident 
_____________________________________________________________
   
b) Posição/Position
         
2. Aeronave Informante/ Own aircraft
a) Proa e rota/ Heading and route _________________________________________________________________________
         
b) Velocidade verdadeira/ True airspeed ___ medida em kt/measured in ( ) kt _____ ( ) Km/ h __________________________
         
c) Nível e ajuste de altímetro/ Level and altimeter setting _______________________________________________________
         
d) Aeronave em subida ou descida/ Aircraft climbing or descending
  ( ) Voo nivelado/ Level flight ( ) Subindo/ Climbing ( ) Descendo/ Descending
         
e) ângulo de inclinação lateral de aeronave/ Aircraft bank angle
  ( ) Asas na horizontal/ Wings Leveled horizontally ( ) Ligeira inclinação lateral/ Slight bank ( ) Inclinação lateral moderada/ Moderate bank
         
  ( ) Inclinação lateral pronunciada/ Steep bank ( ) Invertido/ Inverted ( ) Desconhecido/ Unknown
         
f) Direção da inclinação lateral da aeronave/Aircraft direction of bank
  ( ) Esquerda/ Left ( ) Direita/ Right ( ) Desconhecida/ Unknown
         
g) Restrições de visibilidade (selecione tantas quantas cabíveis)/ Restrictions to visibility (select as many as required)
  ( ) Ofuscação solar/ Sunglare ( ) Pilar do pára-brisas/ Windscreen pillar ( ) Pára-brisas sujo/ Dirty windscreen
         
  ( ) Outra estrutura na cabina do piloto/ Other cockpit structure ( ) Nenhuma/ None  
         
h) Utilização das luzes da aeronave (selecione tantas quantas cabíveis)/Use of aircraft lighting (select as many as required)
  ( ) Luzes de navegação/
Navigation light
( ) Luzes estroboscópicas/ Strobe light ( ) Luzes de cabina/ Cabin lights
         
  ( ) Luzes vermelhas anticolisão/ Red anti-collision lights ( ) Luzes de pouso e táxi/ Landing and taxi lights ( ) Luzes de iluminação de empenagem/ Logo (tail fin) lights
         
  ( ) Outras/ Other ( ) Nenhuma/ None  
         
i) Aviso para evitar tráfego emitido pelo ATS/ Traffic avoidance advice issued by ATS
  ( ) Sim, baseado em radar/ Yes, based on radar ( ) Sim, baseado em observação visual/ Yes, based on visual sighting ( ) Sim, baseado em outra informação/ Yes, based on other information
         
  ( ) Não/ No    
         
j) Informação de tráfego expedida/ Traffic information issued
  ( ) Sim, baseada em radar/ Yes, based on radar ( ) Sim, baseada em observação visual/ Yes, based on visual sighting ( ) Sim, baseada em outra informação/ Yes, based on other information
         
  ( ) Não/ No    
         
k) Sistema anticolisão de bordo - ACAS/ Airbone collision avoidance system - ACAS
  ( ) Não instalado/ Not carried ( ) Tipo/ Type
_______________________
( ) Aviso de tráfego (TA) emitido/ 
Traffic advisory issued
         
  ( ) Aviso de resolução (RA) emitido/ 
Resolution advisory issued
( ) Aviso de tráfego (TA) ou Aviso de resolução (RA) não emitido/ 
Traffic advisory or Resolution advisory not issued
         
l) Identificação radar/ Radar identification
  ( ) Nenhum radar disponível/ 
No radar available
( ) Identificação radar/ 
Radar identification
( ) Nenhuma identificação radar/ 
No radar identification
         
m) Outras aeronaves avistadas/ Other aircraft sighted
  ( ) Sim/ Yes ( )Não/ No ( ) Avistou somente aeronave não conflitante/ 
Sighted only non-conflicting aircraft
         
n) Medidas de prevenção tomadas/ Avoiding action taken
  ( ) Sim/ Yes ( ) Não/ No  
         
o) Tipo de Plano de Voo/ Type of flight plan (IFR e/ou VFR ou nenhum/ IFR and/or VFR or none)
  ________________________________________________________________________________________________
 
3. Outras aeronaves/ Other aircraft
a) Tipo e indicativo de chamada / matrícula (se conhecidos)/ Type and call sign/ registration (if known)
         
b) Se a) anterior for desconhecido, descreva conforme a seguir/ If a) above is not known, describe it below
  ( ) Asa alta/ High wing ( ) Asa média/ Mid wing ( ) Asa baixa/ Low wing
         
  ( ) Giro avião/ Rotorcraft ( ) 01 motor/ 01 engine ( ) 02 motores/ 02 engine
         
  ( ) 03 motores/ 03 engines ( ) 04 motores/ 04 engines ( ) Mais de 04 motores/ 
More than 04 engines
         
  Marcas, cor ou outros detalhes, disponíveis/ Marking, colour or other available details
  _________________________________________________________________________________________________
  _________________________________________________________________________________________________
         
c) Aeronaves em subida ou descida/ Aircraft climbing or descending
  ( ) Voo nivelado/ Level flight ( ) Subindo/ Climbing ( ) Descendo/ Descending
         
  ( ) Desconhecido/ Unknown    
         
d) Ângulo de inclinação das aeronaves/Aircraft bank angle
  ( ) Asas na horizontal/ Wings Level ( ) Ligeira inclinação lateral/ Slight bank ( ) Inclinação lateral moderada/ 
Moderate bank
         
  ( ) Inclinação lateral pronunciada/ 
Steep bank
( ) Invertido/ Inverted ( ) Desconhecido/ Unknown
         
e) Direção da inclinação lateral das aeronaves/Aircraft direction of bank
  ( ) Esquerda/ Left ( ) Direita/ Right ( ) Desconhecida/ Unknown
         
f) Luzes utilizadas/Lights display  
  ( ) Luzes de navegação/ Navigation lights ( ) Luzes estroboscópicas/ Strobe lights ( ) Luzes de cabina/ Cabin lights
         
  ( ) Luzes vermelhas anticolisão/ 
Red anti collision lights
( ) Luzes de pouso / táxi/ 
Landing / taxi lights
( )Luzes de iluminação de empenagem/ 
Logo (tail fin) lights
         
  ( ) Outras/ Other ( ) Nenhuma/ None ( ) Desconhecida/ Unknown
         
g) Aviso para evitar tráfego emitido pelo ATS/Traffic avoidance advice issued by ATS
  ( ) Sim, baseado em radar/ 
Yes, based on radar
( ) Sim, baseado em observação visual/ 
Yes, based on visual sighting
( ) Sim, baseado em outra informação/ 
Yes, based on other information
         
  ( ) Não/ No ( ) Desconhecido/ Unknown  
         
h) Informação de tráfego expedida/ Traffic information issued
  ( ) Sim, baseada em radar/ 
Yes, based on radar
( ) Sim, baseada em observação visual/ 
Yes, based on visual sighting
( ) Sim, baseada em outra informação/ 
Yes, based on other information
         
  ( ) Não/ No ( ) Desconhecida/ Unknown  
         
i) Medidas de prevenção adotadas/Avoiding action taken
  ( ) Sim/ Yes ( ) Não/ No ( ) Desconhecida/ Unknown
   
4. Distâncias/Distance
a) Distância horizontal mínima/Closest horizontal distance
  _________________________________________________________________________________________________
b) Distância vertical mínima/Closest vertical distance
  _________________________________________________________________________________________________
   
5. Condições meteorológicas de voo no momento do incidente/ Flight weather conditions
a) IMC / VMC*
   
b) Acima / abaixo* / das nuvens / nevoeiro / neblina ou entre camadas*/
Above / below* clouds / fog / haze or between layers*
   
c) Distância vertical das nuvens ______________ m / ft* abaixo / __________________ m / ft* acima/
Distance vertically from cloud_______________ m / ft* below / _____________________ m / ft* above
   
d) Dentro de nuvens / chuva / neve / granizo / nevoeiro / neblina*/
In cloud / rain / snow / sleet / fog / haze*
   
e) Voando proa / cauda* para o sol/ Flight into / out of* sun
   
f) Visibilidade de voo ______________________________ m / km/
Flight visibility ____________________________________m / km*
   
6. Qualquer outra informação que o piloto em comando considere importante/
Any other information considered important by the pilot-in-command
  _________________________________________________________________________________________________
   
D - INFORMAÇÕES DIVERSAS/MISCELLANEOUS
   
1. Informações relativas à aeronave que notifica/ Information regarding reporting aircraft
a) Matrícula da aeronave/ Aircraft registration
______________________________________________________________________________________________
b) Tipo de aeronave/ Aircraft type
______________________________________________________________________________________________
c) Operador/ Operator
______________________________________________________________________________________________
d) Aeródromo de partida/ Aerodrome of departure ______________________________________________________________
e) Aeródromo de primeiro pouso/Aerodrome of first landing_____________________ destino/ destination__________________
f) Notificação feita por rádio ou outros meios a/Reported by radio or other means to ________________ (nome do órgão ATS) às/(name of ATS unit) as time __________________ UTC
g) Data / hora / local onde foi preenchido o formulário/
Date / time / place of completion of form ___________________________
   
2. Função, endereço e assinatura da pessoa que apresenta as informações/
Function, address and signature of person submitting report
a) Função/Function___________________________________________________________________________________
b) Endereço/Address__________________________________________________________________________________
c) Assinatura/Signature________________________________________________________________________________
d) Telefone/Telephone number__________________________________________________________________________
   
3. Função e assinatura da pessoa que recebe as informações/ Function and signature of person submitting report
a) Função/Function ________________________________
b) Assinatura/Signature ___________________________________
   
E - INFORMAÇÃO SUPLEMENTAR DO ÓRGÃO ATS INTERESSADO/
SUPLEMENTARY INFORMATION BY ATS UNIT CONCERNED
1. Recepção das informações/ Receipt of report
  a) Informação recebida por AFTN / rádio / telefone / outro meio (especificar)/ Report received via AFTN / radio / telephone / other (specify)*_________________________________________________
  b) Informação recebida por/Report received by ____________________________(nome do órgão ATS)/name of ATS unit)
  __________________________________________________________________________________________________
 
2. Detalhes das medidas ATS/ Details of ATS action
  Autorização, incidente observado (no radar / visualmente / advertência dada / resultado da inquirição local, etc.)/
Clearance, incident seen (radar / visually / warning given / result of local enquiry, etc.
  __________________________________________________________________________________________________ __________________________________________________________________________________________________ 
   

6 DIAGRAMS OF AIRPROX

Mark passage of other aircraft relative to you, in plan on the left and in elevation on the right, assuming YOU are at the centre of each diagram. Include first sighting and passing distance.
 
 

7 Instructions for the completion of the Air Traffic Incident Report Form

Item

A Aircraft identification of the aircraft filing the report.
B The AIRPROX report must be transmitted immediately via radio.
C1 Date/Time UTC and position in bearing and distance from a navigation aid or in LAT/ LONG.
C2 Information regarding aircraft filing the report, tick as necessary.
C2 c) E.g. FL350/1013 hPa or 2500 ft/QNH 1007 hPa or 1200 ft/QFE 998 hPa.
C3 Information regarding the other aircraft involved.
C4 Passing distance - state units used.
C6 Attach additional papers as required. The diagrams may be used to show aircraft’s position.
D1 f) State name of ATS unit and date/time in UTC.
D1 g) Date and time in UTC.
E2 Include details of ATS unit such as service provided, radiotelephony frequency, SSR Codes assigned and altimeter setting. Use diagram to show the aircraft’s position and attach additional papers as required.